Key Internal Control Policies, Procedures, Documents, and FRC Trainings

• 1101 – Guiding Principles for Business and Finance Administration
• 1101 PR.02 – Financial Transaction Review and Budget Monitoring
• 1101 PR.06 – Approval Authority
• 1101 FR.01 – Financial Review Checklist
  • How to Complete the Financial Review Checklist
• 1101 PR.02 – Financial Review Checklist Certification
  • Certification Training Document
• 1101 PR.01 – Controls and Business Process Questionnaire
• 1104 – University Signature Authority
• 1104 PR.01 – Electronic Signatures
• 1107 – Reporting Foreign Gifts and Contracts

Financial Review Checklist Trainings

• Access training videos on Box.

You can also review the training contents in the PDFs below:

• General – Financial Review Checklist
• FRC Training – Open Advances and Spend Authorizations
• FRC Training – Review Sponsored Award Balances
• FRC Training – Preview Payroll
• FRC Training – Review New Restricted Gifts Established
• FRC Training – Review Invoices in Progress and Review Subaward Invoices in Progress

Financial Review Checklist Certification Deadlines

* Extended deadline to account for budget responsibilities