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The Yale University Financial Compliance Office functions within the Controller’s Office and supports the University’s compliance and internal control environment. Financial Compliance performs monitoring over specific high-risk financial areas, transaction reviews, assesses risk and identifies potential gaps in our internal control framework and structure. Financial Compliance then works with departments and other stakeholders to identify solutions to any such gaps.
The Financial Compliance program is dynamic and evolving, but generally consists of:
Internal Control Framework
Financial Compliance and Monitoring
One of the main goals of Financial Compliance is to help strengthen the internal control and compliance environment at Yale. Financial Compliance is a central resource to help provide reasonable assurance that the University’s internal control structure is functioning as intended, both in terms of design and operation.
Internal Control is a process designed to provide reasonable assurance of the achievement of objectives in the following categories:
|Financial Review Checklist Certification – FY22-Q4||Lead Administrators are required to complete the FY22-Q4 FRC Certification. They will need to certify for the completion of the FRC and its activities for their respective schools, departments, units, or other organizational units.||August 16, 2022|
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If you have any questions or compliance concerns, please contact us at firstname.lastname@example.org.